Archive for the 'financial instituition' Category

01
Nov
14

Organisation of a Financial Advisory Firm

I had been working on 1 year project that to setup a new Financial Advisory (FA) firm locally in Singapore. ┬áThere are lots of discussions with the parent Company, setting up the new FA’s organisation structure, the agents’ structure and roles & responsibilities between FA and parent financial institution.

Lots have been working on and today, I like to share the high level target operational model for this FA.  The organisations required are:

  1. Distribution Support (Agency Management, Compensation)
  2. New Business
  3. Client Services
  4. Claims Services
  5. Product Development
  6. Training & Competency
  7. Compliance
  8. Finance Accounting
  9. Human Resources
  10. Risk Management (includes Business Continuity planning)
  11. Technology Services
  12. Shared Services (outsource, if any)
Advertisements



November 2017
M T W T F S S
« Mar    
 12345
6789101112
13141516171819
20212223242526
27282930  

Categories

Enter your email address to subscribe to this blog and receive notifications of new posts by email.

Join 443 other followers